financial regulation

Financial regulation is a form of regulation or supervision, which subjects financial institutions to certain requirements, restrictions and guidelines, aiming to maintain the integrity of the financial system. This may be handled by either a government or non-government organization.

Source: en.wikipedia.org

Treasury Calls for Federal Payments Framework, but Key Details Remain Unclear

Treasury Calls for Federal Payments Framework, but Key Details Remain Unclear
Treasury Calls for Federal Payments Framework, but Key Details Remain Unclear
October 18, 2024  |  Legal & Regulation

Through the past several weeks and months, the drumbeat’s grown louder for regulations at the federal level to govern nonbanks — especially FinTechs, neobanks and...

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FCA Chair Allegedly Revealed Whistleblower’s Identity
FCA Chair Allegedly Revealed Whistleblower’s Identity
August 25, 2024  |  Legal & Regulation

The head of England’s financial watchdog has reportedly been accused of violating a whistleblower’s confidentiality. Get the Full Story Complete the form to unlock this...

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UK’s FCA Announces Proposals, Rules to Strengthen Capital Markets
UK’s FCA Announces Proposals, Rules to Strengthen Capital Markets
July 26, 2024  |  Legal & Regulation

The United Kingdom’s Financial Conduct Authority (FCA) proposed new rules on publishing a prospectus, raising capital and regulating secondary markets, and finalized new rules on...

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International Financial Stability Board Chair: Non-Bank Vulnerabilities Threaten Financial System
International Financial Stability Board Chair: Non-Bank Vulnerabilities Threaten Financial System
July 22, 2024  |  Legal & Regulation

A top global financial watchdog says the “shadow banking” sector needs more regulation. Get the Full Story Complete the form to unlock this article and...

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McHenry Proposes Office to Regulate Financial Regulators
McHenry Proposes Office to Regulate Financial Regulators
April 18, 2024  |  Legal & Regulation

House Republicans think America’s financial oversight bodies need some oversight of their own. Get the Full Story Complete the form to unlock this article and enjoy...

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House GOP Targets Shadow Bank Regulations
House GOP Targets Shadow Bank Regulations
April 18, 2024  |  Legal & Regulation

A top House Republican wants to overturn a recent federal regulation governing non-bank financial companies. Get the Full Story Complete the form to unlock this article...

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HFSC Chairman Patrick McHenry Calls for Transparency in Financial Regulation
HFSC Chairman Patrick McHenry Calls for Transparency in Financial Regulation
March 21, 2024  |  Legal & Regulation

House Financial Services Committee (HFSC) Chairman Patrick McHenry (R-N.C.) said Thursday (March 21) that the Basel III Endgame proposal and other projects threaten to give global governance...

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DOJ Seeks Jail Time for Ex-Wells Fargo Exec Over Fake Accounts
DOJ Seeks Jail Time for Ex-Wells Fargo Exec Over Fake Accounts
September 03, 2023  |  Legal & Regulation

Federal prosecutors want Wells Fargo’s former retail banking head to spend time behind bars. Get the Full Story Complete the form to unlock this article and enjoy...

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