financial regulation

Financial regulation is a form of regulation or supervision, which subjects financial institutions to certain requirements, restrictions and guidelines, aiming to maintain the integrity of the financial system. This may be handled by either a government or non-government organization.

Source: en.wikipedia.org

How Back-Office Leaders Are Selling the C-Suite on Risk and Compliance

How Back-Office Leaders Are Selling the C-Suite on Risk and Compliance
How Back-Office Leaders Are Selling the C-Suite on Risk and Compliance
March 03, 2025  |  B2B Payments

The payments and financial services landscapes remain in flux, and that continues to create opportunities for bad actors. With regulatory and cyber risk landscapes becoming...

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Treasury Department to Limit Enforcement of Corporate Transparency Act
Treasury Department to Limit Enforcement of Corporate Transparency Act
March 03, 2025  |  Legal & Regulation

The Treasury Department said Sunday (March 2) that it will not enforce the Corporate Transparency Act’s penalties and fines associated with the beneficial ownership information...

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State AGs Join Suit to Block CFPB Shutdown
State AGs Join Suit to Block CFPB Shutdown
February 24, 2025  |  CFPB

Twenty-three state attorneys general have joined a lawsuit fighting the shutdown of the CFPB. In an amicus brief filed last week, the states argue that...

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CFPB Firings On Hold Amid Lawsuit Against Trump Layoffs
CFPB Firings On Hold Amid Lawsuit Against Trump Layoffs
February 16, 2025  |  CFPB

The Consumer Financial Protection Bureau’s (CFPB) acting director has reportedly agreed to pause a mass firing of agency employees. As ABC News reported Friday (Feb....

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Trump Names New CFPB Head Amid Regulatory ‘Limbo’
Trump Names New CFPB Head Amid Regulatory ‘Limbo’
February 12, 2025  |  CFPB

President Trump has named a new CFPB director while the agency faces an uncertain future. Jonathan McKernan, who was until recently a director on the...

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Banking Sector Vet Rodney Hood Named Acting OCC Head
Banking Sector Vet Rodney Hood Named Acting OCC Head
February 09, 2025  |  Bank Regulation

One of America’s main financial regulators has a new acting director. Treasury Secretary Scott Bessent announced Friday (Feb. 7) his plans to appoint Rodney Hood...

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CFPB HQ Shuts Down as Vought Freezes Enforcement
CFPB HQ Shuts Down as Vought Freezes Enforcement
February 09, 2025  |  CFPB

The Consumer Financial Protection Bureau’s (CFPB) new boss has put a hold on consumer protections. Workers at the financial regulator will work from home this...

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UK Ousts Antitrust Head and Replaces Him With Ex-Amazon Exec
UK Ousts Antitrust Head and Replaces Him With Ex-Amazon Exec
January 22, 2025  |  ANTITRUST

The U.K. has reportedly replaced its competition watchdog for failing to prioritize the government’s growth agenda. According to a report Wednesday (Jan. 22) by Reuters, the government...

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