SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Coinbase Asks Court to ‘Clear Away Cloud’ Over Cryptocurrency Market

Coinbase Asks Court to ‘Clear Away Cloud’ Over Cryptocurrency Market
Coinbase Asks Court to ‘Clear Away Cloud’ Over Cryptocurrency Market
January 22, 2025  |  Cryptocurrency

Coinbase reportedly asked the U.S. Court of Appeals to rule that the trading of crypto assets on its platform are not securities transactions, but asset...

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SEC Forms Crypto Task Force to Develop Regulatory Framework
SEC Forms Crypto Task Force to Develop Regulatory Framework
January 21, 2025  |  Cryptocurrency

The Securities and Exchange Commission (SEC) has launched a crypto task force focused on developing a “comprehensive and clear” regulatory framework for crypto assets. Get the...

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Crypto Sector Hopes Trump Brings ‘Level Regulatory Playing Field’
Crypto Sector Hopes Trump Brings ‘Level Regulatory Playing Field’
January 19, 2025  |  Cryptocurrency

For years, the cryptocurrency sector has asked the U.S. for a clearer regulatory framework. Get the Full Story Complete the form to unlock this article...

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GrubMarket Settles SEC Charges That It Gave Investors Unreliable Financial Information
GrubMarket Settles SEC Charges That It Gave Investors Unreliable Financial Information
January 17, 2025  |  Legal & Regulation

GrubMarket, a private eCommerce food distributor, settled Securities and Exchange Commission charges that it violated antifraud provisions of the federal securities laws by providing investors...

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Wells Fargo and Merrill Lynch Settle SEC Charges Involving Cash Sweeps
Wells Fargo and Merrill Lynch Settle SEC Charges Involving Cash Sweeps
January 17, 2025  |  Bank Regulation

Two Wells Fargo advisory firms and Merrill Lynch have agreed to settle Securities and Exchange Commission (SEC) charges that they violated Advisers Act rules relating to their cash...

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FinTech IPO Index Gains 3% as Katapult Shares Vault Higher on Q4 Originations
FinTech IPO Index Gains 3% as Katapult Shares Vault Higher on Q4 Originations
January 17, 2025  |  Fintech Investments

Earnings season is officially here as the big banks weighed in this week. Get the Full Story Complete the form to unlock this article and...

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Robinhood to Settle SEC Charges of ‘Broad Array’ of Violations
Robinhood to Settle SEC Charges of ‘Broad Array’ of Violations
January 13, 2025  |  Legal & Regulation

The Securities and Exchange Commission (SEC) said Monday (Jan. 13) that two Robinhood broker-dealers have agreed to pay $45 million in combined civil penalties to...

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Gensler Says Crypto Oversight Still Essential
Gensler Says Crypto Oversight Still Essential
January 08, 2025  |  Cryptocurrency

Gary Gensler will step down as chair of the U.S. Securities and Exchange Commission (SEC) Jan. 20 with the inauguration of President-elect Donald Trump. Get...

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