SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Reportedly Investigating Alleged Insider Trading at First Republic Bank

SEC Reportedly Investigating Alleged Insider Trading at First Republic Bank
SEC Reportedly Investigating Alleged Insider Trading at First Republic Bank
May 05, 2023  |  Banking

The Securities and Exchange Commission (SEC) is reportedly investigating whether there was insider trading at First Republic Bank. The investigation focuses on trades that now-former executives made before...

READ MORE >
SEC Crypto Enforcement Actions on Track to Outpace 2022
SEC Crypto Enforcement Actions on Track to Outpace 2022
May 05, 2023  |  Cryptocurrency

The Securities and Exchange Commission (SEC) isn’t backing down on cryptocurrency regulation by enforcement. While the crypto industry has criticized the SEC for failing to...

READ MORE >
Coinbase CEO Says Retail Investors Remain Committed to Crypto
Coinbase CEO Says Retail Investors Remain Committed to Crypto
May 04, 2023  |  Cryptocurrency

Coinbase, as a stand-in for the U.S. crypto sector, is undoubtedly facing an existential crisis. Still, the U.S.-listed cryptocurrency exchange and self-described “most trusted brand”...

READ MORE >
SoftBank Group Subsidiary Arm Planning IPO
SoftBank Group Subsidiary Arm Planning IPO
May 01, 2023  |  IPO

Semiconductor designer Arm Ltd., a subsidiary of SoftBank Group, is planning an initial public offering (IPO). The organization has confidentially submitted a draft registration on...

READ MORE >
Crypto Gears Up for Regulatory War While Congress Preps Bill
Crypto Gears Up for Regulatory War While Congress Preps Bill
May 01, 2023  |  Cryptocurrency

There is currently a “war” underway between U.S. policymakers and the cryptocurrency industry. That’s according to Blockchain Association CEO Kristin Smith, who said at a...

READ MORE >
Coinbase Says It’s Ready for Litigation With SEC, but Prefers Dialogue
Coinbase Says It’s Ready for Litigation With SEC, but Prefers Dialogue
April 27, 2023  |  Cryptocurrency

Coinbase said it is committed to working with regulators to make the crypto industry “safe and trusted.” This statement was part of a written submission...

READ MORE >
Binance CEO Hires Lawyers as Feds Probe ‘Egregious’ Conduct
Binance CEO Hires Lawyers as Feds Probe ‘Egregious’ Conduct
April 26, 2023  |  Cryptocurrency

Binance’s CEO has reportedly hired a white-collar defense firm amid increased legal pressures. That’s according to a report Wednesday (April 26) by The New York...

READ MORE >
Coinbase Takes SEC to Court Over Crypto Regulations
Coinbase Takes SEC to Court Over Crypto Regulations
April 25, 2023  |  Cryptocurrency

Coinbase has sued the SEC to get clarity on the agency’s approach to crypto regulation. In a federal court action filed Monday (April 24), the...

READ MORE >