Securities and Exchange Commission

SEC: Investment Advisers Made Phony AI Claims
SEC: Investment Advisers Made Phony AI Claims
March 18, 2024  |  Security & Fraud

Federal regulators have charged two investment advisers with making fraudulent claims about their AI usage. Get the Full Story Complete the form to unlock this...

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NYCB Announces Leadership Changes, Delays Annual Report
NYCB Announces Leadership Changes, Delays Annual Report
March 01, 2024  |  Banking

New York Community Bancorp (NYCB) has announced leadership changes in the CEO role and a board position. Get the Full Story Complete the form to...

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SEC Investigates Whether Sam Altman’s Politicking Misled OpenAI Investors
SEC Investigates Whether Sam Altman’s Politicking Misled OpenAI Investors
February 29, 2024  |  Artificial Intelligence

OpenAI CEO Sam Altman is reportedly under scrutiny as part of an investigation by the Securities and Exchange Commission into whether his company misled investors as part of its November...

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SEC to Enhance Reporting Requirements for Hedge Fund Advisers
SEC to Enhance Reporting Requirements for Hedge Fund Advisers
February 08, 2024  |  Regulation

The Securities and Exchange Commission (SEC) has made amendments to Form PF, a confidential reporting form for SEC-registered investment advisers to private funds. Get the Full Story Complete the form...

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Ripple Ordered to Produce Crypto Sale Info for SEC
Ripple Ordered to Produce Crypto Sale Info for SEC
February 06, 2024  |  Cryptocurrency

Blockchain company Ripple has been ordered to share financial statements about cryptocurrency sales with regulators. Get the Full Story Complete the form to unlock this article and...

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LendingClub Completes Standard Operating Agreement for New Bank
LendingClub Completes Standard Operating Agreement for New Bank
February 02, 2024  |  Digital Banking

LendingClub exited the standard operating agreement for a new bank with the Office of the Comptroller of the Currency, having met all the requirements noted...

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Report: Figure Aims to Offer Regulated, Interest-Bearing Stablecoin
Report: Figure Aims to Offer Regulated, Interest-Bearing Stablecoin
January 22, 2024  |  Cryptocurrency

Blockchain and lending startup Figure Technologies is reportedly seeking approval from U.S. regulators to issue an interest-bearing stablecoin. Get the Full Story Complete the form to unlock...

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SEC Says ‘SIM Swap’ Attack Enabled Takeover of X Account 
SEC Says ‘SIM Swap’ Attack Enabled Takeover of X Account 
January 22, 2024  |  Security & Fraud

The Jan. 9 hack of the Securities and Exchange Commission’s (SEC) account on the social media platform X (formerly known as Twitter) was apparently the result of...

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Report: Dismissal of SEC Lawsuit Against Coinbase Could Be Decided by Spring
Report: Dismissal of SEC Lawsuit Against Coinbase Could Be Decided by Spring
January 21, 2024  |  Cryptocurrency

The SEC’s suit against Coinbase could be decided in the next three months. Get the Full Story Complete the form to unlock this article and enjoy...

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