Securities and Exchange Commission

Wells Fargo to Pay $7M to Settle SEC AML Allegations
Wells Fargo to Pay $7M to Settle SEC AML Allegations
May 20, 2022  |  AML

Wells Fargo Advisors agreed to pay $7 million to settle federal Securities and Exchange Commission (SEC) charges that the firm failed to report at least...

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US Senators to Release Long-Awaited Crypto Legislation Next Week 
US Senators to Release Long-Awaited Crypto Legislation Next Week 
May 19, 2022  |  Cryptocurrency

Senator Cynthia Lummis told an audience at an American Enterprise Institution forum on Tuesday that she is planning to release a long-sought crypto bill for...

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SEC’s Gensler Asks Congress to Fund Crypto and AI Enforcement
SEC’s Gensler Asks Congress to Fund Crypto and AI Enforcement
May 18, 2022  |  Regulation

For the last few months, Gary Gensler, chair of the Securities and Exchange Commission (SEC), has been calling for more regulation and promised to step...

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SEC Chair Steps up Crypto Crusade, Sends Message to CFTC
SEC Chair Steps up Crypto Crusade, Sends Message to CFTC
May 17, 2022  |  Cryptocurrency

Securities and Exchange Commission (SEC) Chair Gary Gensler on Monday (May 16) told an audience during the 2022 FINRA annual conference that until there is...

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Crypto Regulation Weekly: Stablecoin Meltdown Focuses Regulators; SEC Gets Tough(er); EU’s MiCA Endgame in Sight; Britain and Argentina Crack Down
Crypto Regulation Weekly: Stablecoin Meltdown Focuses Regulators; SEC Gets Tough(er); EU’s MiCA Endgame in Sight;...
May 11, 2022  |  Cryptocurrency

Regulators and central bankers around the world have long had stablecoins in their sites as a potential threat to financial security, their control over economies...

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Coinbase Registers With the SEC To Prevent Regulatory Setbacks 
Coinbase Registers With the SEC To Prevent Regulatory Setbacks 
May 11, 2022  |  Regulation

Coinbase reported first-quarter results on Tuesday, May 10, missing analysts’ revenue estimates and sending the shares down as much as 19% in extended trading. The...

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Today in FinTech: Revolut Wants UK Bank License; Apple App Store No Longer Takes Card Payments in India
Today in FinTech: Revolut Wants UK Bank License; Apple App Store No Longer Takes Card...
May 06, 2022  |  Technology

In today’s FinTech news, Revolut waits on a United Kingdom bank license, as well as one in the United States. Plus, new rules in India...

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With Growing Support in Congress, SEC Commissioner Criticizes Expansion of Crypto Enforcement
With Growing Support in Congress, SEC Commissioner Criticizes Expansion of Crypto Enforcement
May 04, 2022  |  Cryptocurrency

It’s not particularly common for a commissioner of a federal agency to say it needs less staff, but when Securities and Exchange Commissioner Hester Peirce...

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SEC Probes Didi’s US IPO
SEC Probes Didi’s US IPO
May 03, 2022  |  IPO

The U.S. Securities and Exchange Commission (SEC) will be examining the public offering from Didi in the U.S., Bloomberg writes. Get the Full Story Complete...

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