Securities and Exchange Commission

SEC Official Raises Red Flag On SPAC Risks
SEC Official Raises Red Flag On SPAC Risks
March 31, 2021  |  IPO

Paul Munter, acting chief accountant at the Securities and Exchange Commission (SEC), issued a warning Wednesday (March 31) to Wall Street over the problems with...

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Biden Announces Admin Changes For SEC, FTC, CFTC
Biden Announces Admin Changes For SEC, FTC, CFTC
January 21, 2021  |  Personnel

The new acting chair of the Securities and Exchange Commission (SEC) will be Commissioner Allison Herren Lee as designated by President Joe Biden, according to...

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Coinbase Faces Class-Action Suit Over Sales Of Ripple’s XRP
Coinbase Faces Class-Action Suit Over Sales Of Ripple’s XRP
December 30, 2020  |  Legal

A week after the U.S. Securities and Exchange Commission filed a lawsuit against Ripple Labs and some of its executives, alleging the company illegally skirted...

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Bitcoin Daily: XRP Falls Nearly 40 Pct On Ripple Suit News; Digital Asset Platform OSL Suspends XRP Trading
Bitcoin Daily: XRP Falls Nearly 40 Pct On Ripple Suit News; Digital Asset Platform OSL...
December 23, 2020  |  Bitcoin

XRP’s price plummeted once more on Wednesday (Dec. 23) following the U.S. Securities and Exchange Commission’s lawsuit contending that the blockchain firm connected to the...

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SEC OKs Direct IPO Listings To NYSE
SEC OKs Direct IPO Listings To NYSE
December 22, 2020  |  IPO

Companies seeking to hold initial public offerings (IPOs) on the New York Stock Exchange (NYSE) no longer will be required to let investment banks buy...

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SEC Files Lawsuit Against Ripple Over Unregistered Securities
SEC Files Lawsuit Against Ripple Over Unregistered Securities
December 22, 2020  |  Legal

The U.S. Securities & Exchange Commission (SEC) has filed action against Ripple over allegedly conducting a $1.3 billion unregistered securities offering, Reuters reported on Tuesday...

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Coinbase Files With SEC For 2021 IPO
Coinbase Files With SEC For 2021 IPO
December 17, 2020  |  IPO

U.S. cryptocurrency exchange Coinbase has filed with the Securities and Exchange Commission (SEC) for an initial public offering (IPO), according to a report from The...

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