Merrill Lynch

Wells Fargo and Merrill Lynch Settle SEC Charges Involving Cash Sweeps
Wells Fargo and Merrill Lynch Settle SEC Charges Involving Cash Sweeps
January 17, 2025  |  Bank Regulation

Two Wells Fargo advisory firms and Merrill Lynch have agreed to settle Securities and Exchange Commission (SEC) charges that they violated Advisers Act rules relating to their cash...

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SEC Charges Merrill Lynch and BACNAH for Failing to File Suspicious Activity Reports
SEC Charges Merrill Lynch and BACNAH for Failing to File Suspicious Activity Reports
July 11, 2023  |  Security & Fraud

The Securities and Exchange Commission (SEC) has announced charges against investment firm Merrill Lynch, Pierce, Fenner & Smith and its parent company BAC North America Holding Co. Get the...

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Merrill Lynch Under Investigation By NH Securities Regulators
Merrill Lynch Under Investigation By NH Securities Regulators
July 13, 2020  |  Security & Fraud

Securities regulators in New Hampshire are investigating claims by former Gov. Craig Benson that he lost $100 million because Merrill Lynch churned customer accounts to...

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Indictment Names Major Banks In Cum-Ex Case
Indictment Names Major Banks In Cum-Ex Case
May 28, 2019  |  Security & Fraud

A German investigation of Cum-Ex tax deals involves as much as 447.5 million euros ($500 million) lost to the government centers around two London bankers...

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Bank Of America Rebrands, Loses Merrill Lynch Name
Bank Of America Rebrands, Loses Merrill Lynch Name
February 25, 2019  |  Banking

Bank of America will drop the Merrill Lynch name from its trading and investment banking outfits, according to reports. Get the Full Story Complete the...

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Bank Of America’s Corporate Banking Lead To Depart
Bank Of America’s Corporate Banking Lead To Depart
September 21, 2018  |  B2B Payments

A top corporate banking executive at Bank of America (BoA) is slated to depart the institution, according to The Wall Street Journal (WSJ) reports Thursday (Sept. 20)....

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Will BoA Give B2B Mobile Wallets A Boost?
Will BoA Give B2B Mobile Wallets A Boost?
September 19, 2018  |  Mobile

Polished shoes and nice jacket? Check. Laptop? Yep. Business cards and document pouch? Got it. Company-issued plastic? Ha! Who needs that? Get the Full Story...

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BofA Community Development Banking Has Record 2017
BofA Community Development Banking Has Record 2017
February 16, 2018  |  Banking

Bank of America Merrill Lynch’s Community Development Banking (CDB) announced news on Thursday (Feb. 15) that 2017 was a record year for the firm. The...

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BofA Brings PayPal To Business Clients
BofA Brings PayPal To Business Clients
February 02, 2018  |  Payment Methods

Bank of America Merrill Lynch (BofA Merrill) and payments service PayPal announced a collaboration Thursday (Feb. 1) through which the bank’s business customers can make...

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