Sanjay Wadhwa

Robinhood to Settle SEC Charges of ‘Broad Array’ of Violations
Robinhood to Settle SEC Charges of ‘Broad Array’ of Violations
January 13, 2025  |  Regulation

The Securities and Exchange Commission (SEC) said Monday (Jan. 13) that two Robinhood broker-dealers have agreed to pay $45 million in combined civil penalties to...

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