SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

(source: en.wikipedia.org)

For Banks, Cash Was King
For Banks, Cash Was King
October 19, 2015  |  Controversial

Banks no longer want big deposits, and they seem willing to charge institutional clients for keeping dollars parked in their accounts.

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Dodd-Frank Rules Only 64 Percent Complete
Dodd-Frank Rules Only 64 Percent Complete
October 05, 2015  |  News

The financial reforms mandated by Dodd-Frank legislation finalized five years ago have a ways to go, as they are only 64 percent completed, The Wall...

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SEC Called To Take ‘Active Role’ In Cybersecurity
SEC Called To Take ‘Active Role’ In Cybersecurity
September 21, 2015  |  News

U.S. Securities and Exchange Commission policymaker Kara Stein made some bold statements about the agency’s responsibility to help companies both prevent and recover from cyber attacks,...

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Hackers Settle $30M SEC Case
Hackers Settle $30M SEC Case
September 16, 2015  |  News

Allegations from the Securities and Exchange Commission against Jaspen Capital Partners and its chief executive, Andriy Supranonok, related to a suspected insider trading ring ended...

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Feds Arrest Hackers With Suspected Insider Trader Ties
Feds Arrest Hackers With Suspected Insider Trader Ties
August 12, 2015  |  News

U.S. authorities shut down a suspected insider-trading ring, which cybercriminals fueled with sensitive information stolen from corporate press releases before they became public, Bloomberg reported...

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SEC Clears Regulatory Hurdles For Small Business IPOs
SEC Clears Regulatory Hurdles For Small Business IPOs
March 26, 2015  |  News

Small businesses will soon be able to go public in the U.S. with smaller regulatory requirements under rules approved by the U.S. Securities and Exchange...

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