SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

State Street Agrees To Pay $35M To Settle SEC Charges

State Street Agrees To Pay $35M To Settle SEC Charges
State Street Agrees To Pay $35M To Settle SEC Charges
September 08, 2017  |  Legal

The Securities and Exchange Commission (SEC) announced that financial services company State Street has agreed to pay more than $35 million to settle charges that it...

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SEC Head Concerned About “Substantial” Cybercrime And The Rise Of ICOs
SEC Head Concerned About “Substantial” Cybercrime And The Rise Of ICOs
September 06, 2017  |  Regulation

U.S. Securities and Exchange Commission Chairman Jay Clayton said on Tuesday he is concerned that investors of all sizes don’t understand the full scale and...

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China Bans ICOs, Citing Scams And Investor Risks
China Bans ICOs, Citing Scams And Investor Risks
September 05, 2017  |  International

In what might be a major regulatory shot across the initial coin offering (ICO) bow, China has put in place an immediate ban on funding...

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For ICOs, Smoke, Sizzle, Or SoS?
For ICOs, Smoke, Sizzle, Or SoS?
September 04, 2017  |  Investments

The 1960s TV show “Lost in Space” featured a robot that would stand pat, robot arms akimbo, shouting in its robot voice, “Danger, Will Robinson,...

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First Bitcoin Capital Trading Suspended By SEC
First Bitcoin Capital Trading Suspended By SEC
August 25, 2017  |  Bitcoin

The Securities Exchange Commission (SEC) announced Thursday (Aug. 24) it has temporarily suspended trading in the securities of Canada-based company First Bitcoin Capital Corp. (BITCF). In...

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Apple Tracker: Knowing Your Niche (Or Not)
Apple Tracker: Knowing Your Niche (Or Not)
August 24, 2017  |  Retail

Apple is still trying to change the world, but some of its plans simply weren’t meant to be (read: Apple driverless, gas-pedal-less, steering-wheel-less cars). Others,...

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Muted Performance From Payments Stocks
Muted Performance From Payments Stocks
August 21, 2017  |  Stock Index

Stocks were muted in terms of gains in the past week, showing more momentum to the downside. Get the Full Story Complete the form to...

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Wells Fargo Accused Of Closing Accounts Customers Needed
Wells Fargo Accused Of Closing Accounts Customers Needed
August 21, 2017  |  Bank Regulation

Wells Fargo, the embattled national bank, disclosed in a Securities and Exchange Commission (SEC) filing that the Consumer Financial Protection Bureau (CFPB), a government regulatory...

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SEC To Regulate Bitcoin ICOs, Token Sales
SEC To Regulate Bitcoin ICOs, Token Sales
August 17, 2017  |  Payment Methods

The Securities and Exchange Commission is getting into the bitcoin market, saying it will regulate the popular digital currency and other cryptocurrencies. Get the Full Story...

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