SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

April To Be The Cruelest Month For Wall Street Payouts

April To Be The Cruelest Month For Wall Street Payouts
April To Be The Cruelest Month For Wall Street Payouts
March 24, 2016  |  Payment Methods

On Wall Street, showing them the money is going to take a little longer. Get the Full Story Complete the form to unlock this article...

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Santander’s US Lending Unit Under SEC Microscope
Santander’s US Lending Unit Under SEC Microscope
March 02, 2016  |  Regulation

Banco Santander SA, with an eye on its units based in the United States, is taking a $4.8 billion goodwill impairment charge tied to its...

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For Banks, Cash Was King
For Banks, Cash Was King
October 19, 2015  |  Controversial

Banks no longer want big deposits, and they seem willing to charge institutional clients for keeping dollars parked in their accounts.

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Dodd-Frank Rules Only 64 Percent Complete
Dodd-Frank Rules Only 64 Percent Complete
October 05, 2015  |  News

The financial reforms mandated by Dodd-Frank legislation finalized five years ago have a ways to go, as they are only 64 percent completed, The Wall...

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SEC Called To Take ‘Active Role’ In Cybersecurity
SEC Called To Take ‘Active Role’ In Cybersecurity
September 21, 2015  |  News

U.S. Securities and Exchange Commission policymaker Kara Stein made some bold statements about the agency’s responsibility to help companies both prevent and recover from cyber attacks,...

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Hackers Settle $30M SEC Case
Hackers Settle $30M SEC Case
September 16, 2015  |  News

Allegations from the Securities and Exchange Commission against Jaspen Capital Partners and its chief executive, Andriy Supranonok, related to a suspected insider trading ring ended...

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