SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Gensler Says Crypto Oversight Still Essential
Gensler Says Crypto Oversight Still Essential
January 08, 2025  |  Cryptocurrency

Gary Gensler will step down as chair of the U.S. Securities and Exchange Commission (SEC) Jan. 20 with the inauguration of President-elect Donald Trump. Get...

READ MORE >
This Week in Web3: Blockchain for Business and Crypto Markets Regulation
This Week in Web3: Blockchain for Business and Crypto Markets Regulation
January 08, 2025  |  Blockchain

The cryptocurrency industry has seen many milestones since bitcoin’s launch in 2009, but 2025 could be a watershed year. Get the Full Story Complete the...

READ MORE >
The Three Most Important US Crypto Policies to Watch This Year
The Three Most Important US Crypto Policies to Watch This Year
January 07, 2025  |  Cryptocurrency

The 119th U.S. Congressional session has begun, and the digital asset sector is hoping there will soon be favorable and clear regulatory guardrails for cryptocurrency...

READ MORE >
Apple’s CFO Transition Underscores Evolving Role of Back-Office Leadership
Apple’s CFO Transition Underscores Evolving Role of Back-Office Leadership
January 06, 2025  |  CFO

It is the first Monday of 2025, and at least one thing is already different: Apple’s finance function. The world’s largest company, with a $3.27...

READ MORE >
Crypto-Focused ETFs ‘The Hot Thing’ in 2025
Crypto-Focused ETFs ‘The Hot Thing’ in 2025
January 03, 2025  |  Cryptocurrency

More than a dozen new cryptocurrency-focused exchange-traded funds (ETFs) reportedly could be launched in 2025, if they’re approved by the Securities and Exchange Commission. Get...

READ MORE >
SEC Fines Deutsche Bank Securities $4 Million for ‘Stale’ Suspicious Activity Reports
SEC Fines Deutsche Bank Securities $4 Million for ‘Stale’ Suspicious Activity Reports
December 20, 2024  |  Bank Regulation

Deutsche Bank Securities agreed to pay a $4 million civil penalty to settle Securities and Exchange Commission (SEC) charges that it failed to file certain Suspicious...

READ MORE >
Report: Chime to Go Public in 2025 After Submitting Confidential Filing
Report: Chime to Go Public in 2025 After Submitting Confidential Filing
December 19, 2024  |  IPO

Chime Financial reportedly submitted a confidential filing for an initial public offering (IPO). Get the Full Story Complete the form to unlock this article and enjoy...

READ MORE >
November Issuer Data Extends Trend of Rising Credit Card Charge-Offs
November Issuer Data Extends Trend of Rising Credit Card Charge-Offs
December 17, 2024  |  Consumer Finance

Securities and Exchange Commission (SEC) filings from several card issuers offer up a mixed portrait of the U.S. consumer in November. Get the Full Story...

READ MORE >
SEC and Express Settle Charges Related to Disclosure Obligations
SEC and Express Settle Charges Related to Disclosure Obligations
December 17, 2024  |  Regulation

The Securities and Exchange Commission (SEC) settled charges with Express, Inc., in which it alleged that the fashion retailer failed to disclose executive compensation paid...

READ MORE >