SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Coinbase Tells Appeals Court It Seeks Regulatory Clarity From SEC

Coinbase Tells Appeals Court It Seeks Regulatory Clarity From SEC
Coinbase Tells Appeals Court It Seeks Regulatory Clarity From SEC
September 23, 2024  |  Cryptocurrency

Coinbase Global addressed a federal appeals court Monday (Sept. 23), aiming to force the Securities and Exchange Commission (SEC) to create new rules for digital...

READ MORE >
Macquarie to Pay $79.8 Million to Settle SEC Fraud Charges
Macquarie to Pay $79.8 Million to Settle SEC Fraud Charges
September 19, 2024  |  Regulation

The Securities and Exchange Commission (SEC) said Macquarie Investment Management Business Trust (MIMBT) will pay $79.8 million to settle fraud charges. Get the Full Story...

READ MORE >
This Week in Web3: Blockchain Succeeds Where Crypto Can’t
This Week in Web3: Blockchain Succeeds Where Crypto Can’t
September 18, 2024  |  Blockchain

People and businesses tend to think of crypto in one of two ways. The first is that crypto and blockchain more broadly are transforming technologies...

READ MORE >
SEC and Prager Metis Settle Charges Related to FTX Audits
SEC and Prager Metis Settle Charges Related to FTX Audits
September 17, 2024  |  Legal

The Securities and Exchange Commission (SEC) has announced a settlement with audit firm Prager Metis that includes charges related to the firm’s audits of FTX....

READ MORE >
eToro Pares Down Crypto Biz in $1.5 Million SEC Settlement
eToro Pares Down Crypto Biz in $1.5 Million SEC Settlement
September 12, 2024  |  Cryptocurrency

Cryptocurrency trading platform eToro has agreed to pay a $1.5 million government settlement. Get the Full Story Complete the form to unlock this article and enjoy unlimited...

READ MORE >
US Accounting Giants Ready Themselves for New Quality Control Standards
US Accounting Giants Ready Themselves for New Quality Control Standards
September 10, 2024  |  Regulation

Where there is smoke, there tends to be fire. Get the Full Story Complete the form to unlock this article and enjoy unlimited free access...

READ MORE >
Big Lots Declares Bankruptcy as Consumers Chase Deals
Big Lots Declares Bankruptcy as Consumers Chase Deals
September 09, 2024  |  Retail

Discount retailer Big Lots has declared bankruptcy and sold itself to an investment firm. Get the Full Story Complete the form to unlock this article and enjoy...

READ MORE >
Judge Says Shareholders’ Lawsuit Against Coinbase Can Move Forward
Judge Says Shareholders’ Lawsuit Against Coinbase Can Move Forward
September 06, 2024  |  Legal

A proposed class action lawsuit brought against Coinbase by shareholders is reportedly moving forward. Get the Full Story Complete the form to unlock this article and...

READ MORE >
SEC Says 6 Credit Rating Agencies Failed to Preserve Electronic Communications
SEC Says 6 Credit Rating Agencies Failed to Preserve Electronic Communications
September 03, 2024  |  Legal

The Securities and Exchange Commission (SEC) has charged six credit rating agencies with “significant” recordkeeping failures in maintaining and preserving electronic communications. Get the Full Story...

READ MORE >