SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

FCA: Crypto Products Less Regulated in UK Than in US

FCA: Crypto Products Less Regulated in UK Than in US
FCA: Crypto Products Less Regulated in UK Than in US
February 18, 2022  |  Cryptocurrency

Last week was an expensive one for BlockFi. Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to...

READ MORE >
Biden Administration Looks for Private Equity, Hedge Fund Transparency
Biden Administration Looks for Private Equity, Hedge Fund Transparency
February 16, 2022  |  Regulation

The Biden administration is looking more into private equity and alternative investments like hedge funds, CNBC reported Wednesday (Feb. 16). Get the Full Story Complete...

READ MORE >
SEC Examines Links Between Binance’s Founder and Trading Firms
SEC Examines Links Between Binance’s Founder and Trading Firms
February 15, 2022  |  Cryptocurrency

The Securities and Exchange Commission is looking into the relationship the U.S. arm of Binance has with two trading firms which have connections to Binance’s...

READ MORE >
SEC Charges Firms for Missing Regulatory Deadlines
SEC Charges Firms for Missing Regulatory Deadlines
February 15, 2022  |  Regulation

The Securities and Exchange Commission has charged 12 financial advisors and firms for failing to meet regulatory deadlines, the commission said Tuesday (Feb. 15). Get...

READ MORE >
BlockFi’s $100 Million Settlement With SEC Raises Internal Discussion 
BlockFi’s $100 Million Settlement With SEC Raises Internal Discussion 
February 15, 2022  |  Cryptocurrency

The Securities and Exchange Commission (SEC) charged BlockFi with failing to register the offers and sales of its retail crypto lending product on Monday (Feb....

READ MORE >
DeFi Protocol Wonderland May Draw SEC Probe for Use of PCV
DeFi Protocol Wonderland May Draw SEC Probe for Use of PCV
February 14, 2022  |  Regulation

The status of decentralized finance (DeFi) could finally be weighed in on by the U.S. Securities and Exchange Commission (SEC), according to a report from...

READ MORE >
Today in Crypto: BlockFi Could Pay $100M to SEC to Settle Case; Crypto Now Part of Divorce Settlements
Today in Crypto: BlockFi Could Pay $100M to SEC to Settle Case; Crypto Now Part...
February 13, 2022  |  Cryptocurrency

Crypto lender BlockFi will pay $100 million in a Securities and Exchange Commission settlement over a probe into selling unregistered securities, Bloomberg reported Friday (Feb....

READ MORE >
US Regulators OK $43B WarnerMedia-Discovery Merger
US Regulators OK $43B WarnerMedia-Discovery Merger
February 10, 2022  |  Partnerships / Acquisitions

AT&T’s plan to spin off WarnerMedia in a $43 billion merger deal with competitor Discovery to create a TV, film and streaming dynamo, will proceed,...

READ MORE >
At Senate Hearing, CFTC Chair Behnam Steps Up Battle With SEC for Crypto Oversight
At Senate Hearing, CFTC Chair Behnam Steps Up Battle With SEC for Crypto Oversight
February 10, 2022  |  Cryptocurrency

Fresh from his confirmation hearing, Commodity Futures Trading Commission Chairman Rostin Behnam made another, more aggressive pitch for authority over the cryptocurrency market in front...

READ MORE >