SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Toast Leads the IPO Parade of Platforms Featuring Hefty Valuations

Toast Leads the IPO Parade of Platforms Featuring Hefty Valuations
Toast Leads the IPO Parade of Platforms Featuring Hefty Valuations
September 17, 2021  |  IPO

Last week’s listing announcements and actual public debuts of companies were more widely varied among initial public offerings (IPOs) and special-purpose acquisition company (SPAC)-related headlines...

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SEC Chair Gensler Tells Capitol Hill That Cryptos, Stock Trading Platforms Need Updated Regulations
SEC Chair Gensler Tells Capitol Hill That Cryptos, Stock Trading Platforms Need Updated Regulations
September 15, 2021  |  Regulation

Mr. Gensler goes to Washington. Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to all PYMNTS content...

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Robinhood: SEC Won’t Ban Payment for Order Flow
Robinhood: SEC Won’t Ban Payment for Order Flow
September 13, 2021  |  Investments

The Securities and Exchange Commission will investigate, but not ban, a practice known as payment for order flow, the legal chief for the Robinhood trading...

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FinTech, ID-Focused Firms Helm Public Listing Announcements this Week
FinTech, ID-Focused Firms Helm Public Listing Announcements this Week
September 10, 2021  |  IPO

Listing announcements this past week — for traditional initial public offerings (IPOs), and for special purpose acquisition companies (SPACs) — were centered on FinTech, ID...

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SEC Charges Rivetz in Connection With $18M ICO
SEC Charges Rivetz in Connection With $18M ICO
September 09, 2021  |  Security & Fraud

Rivetz Corp., along with Rivetz International and both organizations’ leaders, have been charged by the Securities & Exchange Commission (SEC) with allegedly making an illicit...

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SEC Threatens Coinbase With Lawsuit Over Lending Scheme
SEC Threatens Coinbase With Lawsuit Over Lending Scheme
September 08, 2021  |  Cryptocurrency

The U.S. Securities and Exchange Commission (SEC) is threatening to sue the cryptocurrency exchange platform Coinbase over its loan product Coinbase Lend — and the...

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Coinbase CEO’s Tweet Storm Fuels Escalating Fight With SEC Over Regulation of Crypto, Stablecoins
Coinbase CEO’s Tweet Storm Fuels Escalating Fight With SEC Over Regulation of Crypto, Stablecoins
September 08, 2021  |  Cryptocurrency

For cryptos in general, through the past few years and continuing into today, there has been an existential question: Security or currency? Or something else...

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Robinhood Blasts ‘Draconian’ SEC Ban
Robinhood Blasts ‘Draconian’ SEC Ban
September 03, 2021  |  Regulation

Robinhood Markets says it is considering legal action against the Securities and Exchange Commission after the agency said it could ban payment for order flow,...

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Crypto Exchange Uniswap Under SEC Investigation
Crypto Exchange Uniswap Under SEC Investigation
September 03, 2021  |  Cryptocurrency

Uniswap Labs, the main developer of one of the world’s largest cryptocurrency exchanges, is under investigation by the Securities and Exchange Commission (SEC). Get the...

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