SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

CFA Institute Tells SEC to Tighten Disclosure Regs for SPAC Sponsors

CFA Institute Tells SEC to Tighten Disclosure Regs for SPAC Sponsors
CFA Institute Tells SEC to Tighten Disclosure Regs for SPAC Sponsors
May 08, 2022  |  SPAC

The CFA Institute, the organization for investment professionals, is telling regulators to tighten disclosure requirements for SPAC sponsors, the Financial Times reported Sunday (May 8)....

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SEC: NVIDA Failed to Disclose Cryptomining Impact on Gaming Business
SEC: NVIDA Failed to Disclose Cryptomining Impact on Gaming Business
May 06, 2022  |  Legal & Regulation

The Securities and Exchange Commission (SEC) on Friday (May 6) said technology company NVIDIA Corporation in consecutive quarters in fiscal 2018 made “inadequate disclosures concerning...

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With Growing Support in Congress, SEC Commissioner Criticizes Expansion of Crypto Enforcement
With Growing Support in Congress, SEC Commissioner Criticizes Expansion of Crypto Enforcement
May 04, 2022  |  Cryptocurrency

It’s not particularly common for a commissioner of a federal agency to say it needs less staff, but when Securities and Exchange Commissioner Hester Peirce...

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PYMNTS AM Radar: FCA Strike; Gaming Payments; Spending Crypto; ICYMI
PYMNTS AM Radar: FCA Strike; Gaming Payments; Spending Crypto; ICYMI
May 04, 2022  |  Payment Methods

Today is Wednesday, May 4 — May the 4th be with you. That reference from Star Wars dates to 1978 and became a worldwide cultural...

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Bipartisan Bill Paves the Way for CFTC’s Crypto Oversight
Bipartisan Bill Paves the Way for CFTC’s Crypto Oversight
May 03, 2022  |  Cryptocurrency

Republican and Democratic lawmakers last week (April 28) introduced the Digital Commodity Exchange Act of 2022 in the House, which essentially authorizes the Commodity Futures...

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DeFi Advocates Cry Foul on SEC Again — This Time, Over Attempts to Define ‘Exchange’
DeFi Advocates Cry Foul on SEC Again — This Time, Over Attempts to Define ‘Exchange’
April 19, 2022  |  Legal & Regulation

For the second time in a month, the Securities and Exchange Commission has the crypto industry up in arms about what it calls an attempt...

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CEO Says Ripple Is Doing ‘Exceedingly Well’ in SEC Illegal-Securities Lawsuit
CEO Says Ripple Is Doing ‘Exceedingly Well’ in SEC Illegal-Securities Lawsuit
April 14, 2022  |  Cryptocurrency

Ripple CEO Brad Garlinghouse thinks the company has a good chance of winning its court case with the U.S. Securities and Exchange Commission (SEC), a...

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SEC: Meta Shareholders Can Vote on Independent Review of Metaverse
SEC: Meta Shareholders Can Vote on Independent Review of Metaverse
April 08, 2022  |  Facebook / Meta

Arjuna Capital said it had secured support from the U.S. Securities and Exchange Commission (SEC) to put Meta Platforms Inc.’s proposed metaverse through a third-party...

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