SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Ex-NS8 CEO Charged With Defrauding Investors With Falsified Revenue
Ex-NS8 CEO Charged With Defrauding Investors With Falsified Revenue
September 17, 2020  |  Security & Fraud

The U.S. Securities and Exchange Commission (SEC) filed an “emergency action” against former NS8 Inc. Chief Executive Officer Adam Rogas, pursuing an asset freeze and...

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Virgin’s Richard Branson Raising Capital For Acquisition Opportunities
Virgin’s Richard Branson Raising Capital For Acquisition Opportunities
September 17, 2020  |  International

A company recently created by billionaire Virgin Atlantic Founder Richard Branson plans to raise between $400 million and $460 million to acquire a yet-to-be identified...

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Today In Payments: Walmart Debts $12.95 Membership, SEC Eyes Probe of Robinhood
Today In Payments: Walmart Debts $12.95 Membership, SEC Eyes Probe of Robinhood
September 01, 2020  |  News

In today’s top news, Walmart debuts its membership program, Walmart+, and the U.S. Securities and Exchange Commission (SEC) is eying a probe of Robinhood over...

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SEC Eases Eligibility Rules For Alternative Investments Like Venture Capital, Hedge Funds
SEC Eases Eligibility Rules For Alternative Investments Like Venture Capital, Hedge Funds
August 26, 2020  |  Regulation

The Securities and Exchange Commission (SEC) on Wednesday (Aug. 26) made it easier for rank-and-file investors to take the risk – and potentially reap the...

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Prosecutors Target Loosely-Regulated Business Lending Sector
Prosecutors Target Loosely-Regulated Business Lending Sector
August 11, 2020  |  Security & Fraud

Federal and state authorities are targeting companies that allegedly lend money to small businesses at extreme rates and seek to collect payments with heavy-handed tactics,...

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SEC Probes Timing Of Eastman Kodak’s Announcement Of $765M Loan
SEC Probes Timing Of Eastman Kodak’s Announcement Of $765M Loan
August 04, 2020  |  Loans

Eastman Kodak’s surprise announcement of plans to reinvent itself as a drug manufacturer has run afoul of the U.S. Securities and Exchange Commission (SEC), a...

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SEC Probe Of Under Armour Sales Stats Poised To Move Forward
SEC Probe Of Under Armour Sales Stats Poised To Move Forward
July 27, 2020  |  Regulation

Under Armour is facing possible enforcement action by the U.S. Securities and Exchange Commission (SEC) over allegations the retailer tried to bolster its bottom line...

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Big Data Firm Palantir Prepares For IPO
Big Data Firm Palantir Prepares For IPO
July 07, 2020  |  IPO

Palantir Technologies is the latest in a recent flurry of tech companies to signal plans for an IPO. Get the Full Story Complete the form...

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Bitcoin Daily: Hdac, CertiK Partner For Blockchain-Powered IoT; Tezos Expected To Settle Securities Lawsuit With $25M Settlement
Bitcoin Daily: Hdac, CertiK Partner For Blockchain-Powered IoT; Tezos Expected To Settle Securities Lawsuit With...
June 29, 2020  |  Bitcoin

CertiK, an auditing firm, wants to bring Internet of Things (IoT) devices onto blockchain through its new partnership with Hdac, CoinDesk reports. Get the Full...

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