SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Texas SEC Probes Gunmaker, Climate Change Policies Among Lenders

Texas SEC Probes Gunmaker, Climate Change Policies Among Lenders
Texas SEC Probes Gunmaker, Climate Change Policies Among Lenders
January 06, 2022  |  Legal & Regulation

The Texas office of the Securities and Exchange Commission (SEC) will be conducting a probe into lenders’ disclosures and their policies on current issues like...

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Bitcoin Daily: SEC Delays Ruling on NYDIG’s Spot Bitcoin ETF Proposal; Kosovo Bans Crypto Mining to Save Energy
Bitcoin Daily: SEC Delays Ruling on NYDIG’s Spot Bitcoin ETF Proposal; Kosovo Bans Crypto Mining...
January 04, 2022  |  Bitcoin

Decentralized finance (DeFi) platform WonderFi Technologies has agreed to buy Canadian crypto exchange Bitbuy for $161.8 million, according to a Tuesday (Jan. 4) CoinDesk report....

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Private Equity Firm TPG Files with SEC for $9.5B IPO
Private Equity Firm TPG Files with SEC for $9.5B IPO
January 04, 2022  |  IPO

Private equity firm TPG is planning to sell shares between $28 and $31 each in an initial public offering (IPO) that could raise $877 million...

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Ripple Lawyer Confident SEC Case Will Wrap in April
Ripple Lawyer Confident SEC Case Will Wrap in April
January 03, 2022  |  Legal & Regulation

The Securities and Exchange Commission lawsuit against Ripple could be close to over, according to lawyer Jeremy Hogan, who is a part of the Ripple...

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ProShares Launching Metaverse ETF
ProShares Launching Metaverse ETF
December 29, 2021  |  Investments

ProShares applied to the U.S. Securities and Exchange Commission for an exchange-traded fund (ETF) focused on the metaverse on Tuesday (Dec. 28), according to a...

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Sen Lummis’ Christmas Present to Crypto: Clear Regulation in the New Year
Sen Lummis’ Christmas Present to Crypto: Clear Regulation in the New Year
December 27, 2021  |  Cryptocurrency

Senator Cynthia Lummis plans to give the crypto industry the Christmas present it wants. Get the Full Story Complete the form to unlock this article...

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SEC Turning Attention To Crypto Exchanges
SEC Turning Attention To Crypto Exchanges
December 13, 2021  |  Cryptocurrency

Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to all PYMNTS content — no additional logins required....

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Gensler Seeks SPAC Investor Protection Recommendations From SEC Staff
Gensler Seeks SPAC Investor Protection Recommendations From SEC Staff
December 09, 2021  |  SPAC

Securities and Exchange Commission (SEC) Chair Gary Gensler seems poised to start regulating blank check companies with a new spate of cases against them from...

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