financial regulation

Financial regulation is a form of regulation or supervision, which subjects financial institutions to certain requirements, restrictions and guidelines, aiming to maintain the integrity of the financial system. This may be handled by either a government or non-government organization.

Source: en.wikipedia.org

Barclays Calls on Ex-CEO to Fight $50 Million UK Fine
Barclays Calls on Ex-CEO to Fight $50 Million UK Fine
November 24, 2024  |  Legal

Barclays has reportedly asked ex-CEO John Varley to help it challenge a $50 million fine. Get the Full Story Complete the form to unlock this...

READ MORE >
FTC Refunds $1.9 Million to Victims of Credit Bureau Center Scam
FTC Refunds $1.9 Million to Victims of Credit Bureau Center Scam
November 21, 2024  |  News

The FTC is refunding $1.9 million to victims of a “free” credit report scam. Get the Full Story Complete the form to unlock this article...

READ MORE >
Elizabeth Warren: TD Bank Execs Should Have Been Prosecuted
Elizabeth Warren: TD Bank Execs Should Have Been Prosecuted
November 03, 2024  |  AML

Last month, the Justice Department settled an anti-money laundering probe into TD Bank. Get the Full Story Complete the form to unlock this article and...

READ MORE >
Treasury Calls for Federal Payments Framework, but Key Details Remain Unclear
Treasury Calls for Federal Payments Framework, but Key Details Remain Unclear
October 18, 2024  |  Regulation

Through the past several weeks and months, the drumbeat’s grown louder for regulations at the federal level to govern nonbanks — especially FinTechs, neobanks and...

READ MORE >
FCA Chair Allegedly Revealed Whistleblower’s Identity
FCA Chair Allegedly Revealed Whistleblower’s Identity
August 25, 2024  |  Regulation

The head of England’s financial watchdog has reportedly been accused of violating a whistleblower’s confidentiality. Get the Full Story Complete the form to unlock this...

READ MORE >
UK’s FCA Announces Proposals, Rules to Strengthen Capital Markets
UK’s FCA Announces Proposals, Rules to Strengthen Capital Markets
July 26, 2024  |  Regulation

The United Kingdom’s Financial Conduct Authority (FCA) proposed new rules on publishing a prospectus, raising capital and regulating secondary markets, and finalized new rules on...

READ MORE >
International Financial Stability Board Chair: Non-Bank Vulnerabilities Threaten Financial System
International Financial Stability Board Chair: Non-Bank Vulnerabilities Threaten Financial System
July 22, 2024  |  Regulation

A top global financial watchdog says the “shadow banking” sector needs more regulation. Get the Full Story Complete the form to unlock this article and...

READ MORE >
McHenry Proposes Office to Regulate Financial Regulators
McHenry Proposes Office to Regulate Financial Regulators
April 18, 2024  |  Regulation

House Republicans think America’s financial oversight bodies need some oversight of their own. Get the Full Story Complete the form to unlock this article and enjoy...

READ MORE >
House GOP Targets Shadow Bank Regulations
House GOP Targets Shadow Bank Regulations
April 18, 2024  |  Regulation

A top House Republican wants to overturn a recent federal regulation governing non-bank financial companies. Get the Full Story Complete the form to unlock this article...

READ MORE >