SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Alibaba’s SEC Troubles

Alibaba’s SEC Troubles
Alibaba’s SEC Troubles
May 26, 2016  |  Regulation

Alibaba is finding itself in hot water over an SEC inquiry regarding its accounting practices. Get the Full Story Complete the form to unlock this...

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SEC Chair Warns That Cybersecurity Is Top Financial Risk
SEC Chair Warns That Cybersecurity Is Top Financial Risk
May 19, 2016  |  Security & Fraud

SEC Chair Mary Jo White made it clear that cybersecurity remains the biggest threat facing the financial system. Get the Full Story Complete the form...

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Amid Regulatory Scrutiny of Unicorns, Caveat Emptor
Amid Regulatory Scrutiny of Unicorns, Caveat Emptor
April 04, 2016  |  Payment Methods

When the Feds come knocking and want to look under the proverbial hood, the unicorns may crash to earth.

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April To Be The Cruelest Month For Wall Street Payouts
April To Be The Cruelest Month For Wall Street Payouts
March 24, 2016  |  Payment Methods

On Wall Street, showing them the money is going to take a little longer. Get the Full Story Complete the form to unlock this article...

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Santander’s US Lending Unit Under SEC Microscope
Santander’s US Lending Unit Under SEC Microscope
March 02, 2016  |  Regulation

Banco Santander SA, with an eye on its units based in the United States, is taking a $4.8 billion goodwill impairment charge tied to its...

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For Banks, Cash Was King
For Banks, Cash Was King
October 19, 2015  |  Controversial

Banks no longer want big deposits, and they seem willing to charge institutional clients for keeping dollars parked in their accounts.

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