SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Clears Path for UBS Crisis Resolution Plans
SEC Clears Path for UBS Crisis Resolution Plans
July 08, 2026  |  Legal & Regulation

A division of the Securities and Exchange Commission told UBS Group Wednesday (July 8) that it will not recommend that the regulator undertake enforcement action...

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SEC Seeks Ways for More Companies to Go Public
SEC Seeks Ways for More Companies to Go Public
July 08, 2026  |  IPO

Federal securities regulators are exploring ways to encourage more companies to go public. To that end, the Securities and Exchange Commission’s Small Business Capital Formation...

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SEC Plans Crypto Rules to Lure Markets Onshore
SEC Plans Crypto Rules to Lure Markets Onshore
July 07, 2026  |  Cryptocurrency

The Securities and Exchange Commission’s (SEC) 2026 Regulatory Agenda includes proposed rules that would clarify the regulatory framework around crypto assets. The proposed rules will...

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SEC Names JPMorgan Veteran Paul Knight as COO
SEC Names JPMorgan Veteran Paul Knight as COO
July 06, 2026  |  Legal & Regulation

The Securities and Exchange Commission (SEC) is adding a new operations chief at a moment when the agency is trying to move faster on crypto,...

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SEC Takes Closer Look at Private Equity Continuation Vehicles
SEC Takes Closer Look at Private Equity Continuation Vehicles
June 24, 2026  |  Legal & Regulation

The Securities and Exchange Commission (SEC) is reportedly investigating the private equity world’s “continuation vehicles.” As Reuters reported Wednesday (June 24), continuation vehicles (CVs) are...

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Two Years Ago vs Today: Looking at Crypto Regulation in the US
Two Years Ago vs Today: Looking at Crypto Regulation in the US
May 25, 2026  |  Cryptocurrency

Two years ago, the defining feature of U.S. crypto regulation was its uncertainty. Regulators relied heavily on enforcement rather than formal rulemaking, leaving companies to...

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SEC Pauses Tokenized Asset-Linked Stocks Plan
SEC Pauses Tokenized Asset-Linked Stocks Plan
May 24, 2026  |  Blockchain

Regulators have reportedly paused plans to let cryptocurrency companies trade tokenized assets tied to stocks. The Securities and Exchange Commission (SEC) had been preparing to...

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SEC Developing Framework to Permit Tokenized Stocks
SEC Developing Framework to Permit Tokenized Stocks
May 19, 2026  |  Blockchain

The Trump administration is reportedly readying a plan for trading digital versions of securities. That’s according to a report Tuesday (May 18) from Bloomberg News,...

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SEC Enforcement Head Woodcock Executes Atkins’ Back to Basics Agenda
SEC Enforcement Head Woodcock Executes Atkins’ Back to Basics Agenda
May 13, 2026  |  Legal & Regulation

The Securities and Exchange Commission’s new director of the Division of Enforcement, David Woodcock, said Wednesday (May 13) that the agency’s focus is and will remain on protecting...

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