SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Cazoo’s Public Markets Debut Echoes the Revving Engines of Car eCommerce

Cazoo’s Public Markets Debut Echoes the Revving Engines of Car eCommerce
Cazoo’s Public Markets Debut Echoes the Revving Engines of Car eCommerce
September 02, 2021  |  IPO

The platform economy is taking shape around the globe — it has wheels, you might say. To that end, Cazoo, the U.K.-based online platform focused on...

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SEC’s Gensler Cautions $2T Crypto Space Needs Oversight for Survival
SEC’s Gensler Cautions $2T Crypto Space Needs Oversight for Survival
September 01, 2021  |  Regulation

The $2.1 trillion cryptocurrency trading space has grown so large so fast that it’s too big to survive without regulatory oversight, Securities and Exchange Commission...

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Robinhood Shares Fall as SEC Mulls Banning Payment for Order Flow
Robinhood Shares Fall as SEC Mulls Banning Payment for Order Flow
August 31, 2021  |  Regulation

Shares of Robinhood fell on Tuesday (Aug. 31) after the Securities and Exchange Commission (SEC) Chairman Gary Gensler indicated that he is mulling a full...

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Former SEC Enforcer Says Watchdogs, Crypto Firms Need Open Dialogue on Oversight
Former SEC Enforcer Says Watchdogs, Crypto Firms Need Open Dialogue on Oversight
August 30, 2021  |  Cryptocurrency

The common view of the cryptocurrency landscape is that it’s the Wild West — untamed, with speculative activity out of control, and with regulators bearing...

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SEC Official: Crypto Scams Now Favored Crime Tool
SEC Official: Crypto Scams Now Favored Crime Tool
August 25, 2021  |  Security & Fraud

The popularity of cryptocurrency has come with an unfortunate side effect: a corresponding rise in the number of scams involving crypto. Get the Full Story...

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US SEC Mulls New Rules For Customer Engagement Tactics
US SEC Mulls New Rules For Customer Engagement Tactics
August 24, 2021  |  Regulation

The U.S. Securities and Exchange Commission (SEC) is planning to release a wide-ranging consultation this week that could have repercussions for retail brokers, wealth managers...

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Sezzle Files Draft Paperwork For US IPO
Sezzle Files Draft Paperwork For US IPO
August 23, 2021  |  IPO

Payment platform Sezzle said it has confidentially submitted a draft registration statement for an initial public offering (IPO) to the U.S. Security and Exchange Commission,...

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Coffee QSR Dutch Bros Enlists JPMorgan, BoA, Barclays And Others As Managers For Proposed IPO
Coffee QSR Dutch Bros Enlists JPMorgan, BoA, Barclays And Others As Managers For Proposed IPO
August 22, 2021  |  IPO

Coffee shop Dutch Bros has announced it has filed for a registration statement for an initial public offering (IPO), a press release says. Get the...

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FinTech SPAC Activity Heats Up
FinTech SPAC Activity Heats Up
August 20, 2021  |  IPO

FinTech-related special purpose acquisition company (SPAC) activity got a bit of a rebound this past week — specifically, targeting banking services and products, where new...

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