SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Has Long Road Before DeFi Regulatory Framework Is Ready

SEC Has Long Road Before DeFi Regulatory Framework Is Ready
SEC Has Long Road Before DeFi Regulatory Framework Is Ready
August 20, 2021  |  Regulation

The Securities and Exchange Commission (SEC) has its eye on the decentralized finance (DeFi) space but has yet to figure out how to develop a...

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Suit Vs Ackman SPAC May Raise Existential Questions For Blank Check Firms
Suit Vs Ackman SPAC May Raise Existential Questions For Blank Check Firms
August 17, 2021  |  Legal

Turns out blank check firms may have blank checks of their own to write — for counsel fees. Get the Full Story Complete the form...

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Cryptocurrency Exchange Poloniex Hit With SEC Penalty
Cryptocurrency Exchange Poloniex Hit With SEC Penalty
August 10, 2021  |  Cryptocurrency

Cryptocurrency exchange Poloniex is agreeing to pay the U.S. Securities and Exchange Commission (SEC) a $10.4 million settlement charge for operating an unregistered digital asset...

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SEC Brings Charges In First Case Using DeFi Tech; Alleged $30M Scheme
SEC Brings Charges In First Case Using DeFi Tech; Alleged $30M Scheme
August 06, 2021  |  Security & Fraud

The Securities and Exchange Commission (SEC) charged a Florida duo operating a Cayman Islands company with more than $30 million in unregistered securities sales and...

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Banking, Cloud Firms Lead IPO And SPAC Announcements
Banking, Cloud Firms Lead IPO And SPAC Announcements
August 05, 2021  |  IPO

Listing announcements this past week — initial public offerings (IPOs) and special purpose acquisition companies (SPACs) among them — were dominated by banking and high-tech...

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Gensler Signals More Regulation Ahead For Cryptos, Stablecoins And Platforms
Gensler Signals More Regulation Ahead For Cryptos, Stablecoins And Platforms
August 05, 2021  |  Cryptocurrency

In life there are no certainties — except uncertainty. Except, maybe, when it comes to cryptocurrency, where the certainty is that more regulation looms. Get the...

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SEC Chair Gensler Wants More Crypto Oversight Authority
SEC Chair Gensler Wants More Crypto Oversight Authority
August 03, 2021  |  Cryptocurrency

Securities and Exchange Commission (SEC) Chairman Gary Gensler is pressing Congress to give the agency additional policing authority over cryptocurrencies, according to multiple media outlets...

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Chinese US IPOs Face SEC Rules As Stocks Plummet
Chinese US IPOs Face SEC Rules As Stocks Plummet
July 30, 2021  |  Economy

The U.S. Security and Exchange Commission (SEC) is implementing new rules that require Chinese firms seeking New York listings to provide supplementary risk disclosure documents....

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PayPal’s Regulatory Affairs Hiring Hints At Cryptos’ Retail Challenges
PayPal’s Regulatory Affairs Hiring Hints At Cryptos’ Retail Challenges
July 26, 2021  |  Cryptocurrency

The growth in job listings at tech behemoths — positions dedicated to the development of cryptocurrencies to be used in larger, presumably retail settings —...

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