SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Synthetic Blockchain Stocks Prompt SEC’s Gensler To Caution Bankers

Synthetic Blockchain Stocks Prompt SEC’s Gensler To Caution Bankers
Synthetic Blockchain Stocks Prompt SEC’s Gensler To Caution Bankers
July 21, 2021  |  Blockchain

Securities and Exchange Commission (SEC) Chair Gary Gensler cautioned bankers to take heed regarding the proliferation of synthetic stocks on the blockchain, according to a...

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Ackman’s Withdrawal From SPAC-For-Universal Deal May Be SPAC Mood Killer
Ackman’s Withdrawal From SPAC-For-Universal Deal May Be SPAC Mood Killer
July 19, 2021  |  Investments

A deal for Universal Music, yes, but not through the much ballyhooed SPAC route. Get the Full Story Complete the form to unlock this article...

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UK Soho House IPO Falls Short On Market Debut
UK Soho House IPO Falls Short On Market Debut
July 15, 2021  |  IPO

The London-based members-only Soho House fell short of its debut on the New York Stock Exchange (NYSE) under the ticker MCG following an initial public offering (IPO) priced at the...

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Robinhood Public Offering Slowed By SEC Review Of Crypto Business
Robinhood Public Offering Slowed By SEC Review Of Crypto Business
June 25, 2021  |  IPO

Investing platform Robinhood had its sights set on filing for an initial public offering (IPO) this month but the public offering is being stalled as...

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Dutch Bros Listing May Help IPO Market Percolate
Dutch Bros Listing May Help IPO Market Percolate
June 16, 2021  |  IPO

The pandemic is receding, economies are reopening. Which brings us to … our everlasting need for coffee. How else to get ready for the Zoom calls...

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SEC Chair Gensler Looking Into How Stock Trading Incentives Are Structured
SEC Chair Gensler Looking Into How Stock Trading Incentives Are Structured
June 09, 2021  |  Regulation

U.S. Securities and Exchange Commission (SEC) Chairman Gary Gensler is looking for an audit into the laws regulating the U.S. stock market, including best execution...

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Today In Payments: Amazon To Replace Co-Branded JPMorgan Card; SEC Commissioner Says Crypto Rules Could Backfire
Today In Payments: Amazon To Replace Co-Branded JPMorgan Card; SEC Commissioner Says Crypto Rules Could...
June 09, 2021  |  News

In today’s top news, financial institutions are bidding to replace J.P. Morgan on Amazon’s co-branded credit card, and one of the SEC’s senior officials warned...

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Regulators Probe Market Amid Rising Meme Stocks
Regulators Probe Market Amid Rising Meme Stocks
June 07, 2021  |  Stock Index

Market swings and the surging prices of meme stocks have caught the attention of the U.S. Securities and Exchange Commission (SEC), Bloomberg reported on Monday...

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Cybersecurity Startup SentinelOne Files For IPO
Cybersecurity Startup SentinelOne Files For IPO
June 04, 2021  |  IPO

SentinelOne, Inc. plans to go public on the New York Stock Exchange under the “S” ticker symbol, according to an S-1 filing from the company...

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