SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Dutch Bros Listing May Help IPO Market Percolate

Dutch Bros Listing May Help IPO Market Percolate
Dutch Bros Listing May Help IPO Market Percolate
June 16, 2021  |  IPO

The pandemic is receding, economies are reopening. Which brings us to … our everlasting need for coffee. How else to get ready for the Zoom calls...

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SEC Chair Gensler Looking Into How Stock Trading Incentives Are Structured
SEC Chair Gensler Looking Into How Stock Trading Incentives Are Structured
June 09, 2021  |  Legal & Regulation

U.S. Securities and Exchange Commission (SEC) Chairman Gary Gensler is looking for an audit into the laws regulating the U.S. stock market, including best execution...

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Today In Payments: Amazon To Replace Co-Branded JPMorgan Card; SEC Commissioner Says Crypto Rules Could Backfire
Today In Payments: Amazon To Replace Co-Branded JPMorgan Card; SEC Commissioner Says Crypto Rules Could...
June 09, 2021  |  News

In today’s top news, financial institutions are bidding to replace J.P. Morgan on Amazon’s co-branded credit card, and one of the SEC’s senior officials warned...

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Regulators Probe Market Amid Rising Meme Stocks
Regulators Probe Market Amid Rising Meme Stocks
June 07, 2021  |  Stock Index

Market swings and the surging prices of meme stocks have caught the attention of the U.S. Securities and Exchange Commission (SEC), Bloomberg reported on Monday...

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Cybersecurity Startup SentinelOne Files For IPO
Cybersecurity Startup SentinelOne Files For IPO
June 04, 2021  |  IPO

SentinelOne, Inc. plans to go public on the New York Stock Exchange under the “S” ticker symbol, according to an S-1 filing from the company...

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SEC Mulling Enhanced Investor Safeguards For SPACs
SEC Mulling Enhanced Investor Safeguards For SPACs
May 27, 2021  |  Legal & Regulation

In written testimony to the U.S. House Appropriations Committee, Gary Gensler, new chair of the Securities and Exchange Commission (SEC), said stronger investor protections are...

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Today In Payments: South Korea Seeks Partner For Digital Won; Twitter Teams With Stripe On ‘Ticketed Spaces’
Today In Payments: South Korea Seeks Partner For Digital Won; Twitter Teams With Stripe On...
May 24, 2021  |  News

In today’s top news, South Korea is looking for a tech partner to test a digital won, and Stripe will power payments for Twitter’s new...

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Upcoming SPAC Hearing Signals Increased Scrutiny
Upcoming SPAC Hearing Signals Increased Scrutiny
May 21, 2021  |  Legal & Regulation

The House Financial Services Committee will hold a hearing on special purpose acquisition companies (SPACs) on Monday (May 24), another sign of the growing government...

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