SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Figure Obtains Regulatory Green Light For Alternative Trading System

Figure Obtains Regulatory Green Light For Alternative Trading System
Figure Obtains Regulatory Green Light For Alternative Trading System
May 12, 2021  |  Blockchain

Figure Securities Inc., a subsidiary of Figure Technologies Inc., has become a FINRA-approved broker-dealer in addition to a U.S. Securities and Exchange Commission (SEC) registered...

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Today In Payments: Affirm Sees Travel Spending Surge; Leaked Walmart Memo Shows Grocery Lead Slipping
Today In Payments: Affirm Sees Travel Spending Surge; Leaked Walmart Memo Shows Grocery Lead Slipping
May 11, 2021  |  News

In today’s top news, Affirm’s earnings report showed growth in spending and the use of installment payments, and grocery competitors are beginning to worry Walmart...

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Today In Payments: SEC Chair Says Congress Should Regulate Crypto Exchanges; Walmart Acquires Telehealth Provider MeMD
Today In Payments: SEC Chair Says Congress Should Regulate Crypto Exchanges; Walmart Acquires Telehealth Provider...
May 07, 2021  |  News

In today’s top news, the chair of the U.S. Securities and Exchange Commission (SEC) said cryptocurrency needs more regulation, and Walmart has acquired telehealth firm...

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IPOs Gain Ground As Flywire Files To Go Public
IPOs Gain Ground As Flywire Files To Go Public
May 07, 2021  |  IPO

Public listings continue at a strong pace — at least as evidenced by announcements of intentions/plans to go public in the payments and financial services...

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SEC To Examine Retail Brokerage Apps, Payment For Order Flows
SEC To Examine Retail Brokerage Apps, Payment For Order Flows
May 07, 2021  |  Legal & Regulation

The federal Securities and Exchange Commission (SEC) is investigating how retail broker apps encourage stock trading and earn money when those trades are executed. Get...

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SEC Chair: Congress Should Regulate Crypto Exchanges
SEC Chair: Congress Should Regulate Crypto Exchanges
May 06, 2021  |  Cryptocurrency

Securities and Exchange Commission (SEC) Chairman Gary Gensler said he thinks the cryptocurrency market, now worth $2 trillion, needs more regulation, CoinDesk reported. Get the...

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SEC Chair To Talk Stock Trading Gamification At Thursday Hearing
SEC Chair To Talk Stock Trading Gamification At Thursday Hearing
May 05, 2021  |  Investments

Wall Street’s top regulator is looking into whether or not there may need to be rules leveled against brokerage apps that gamify stock trading, The...

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Banking And PropTech Firms Get IPO Traction
Banking And PropTech Firms Get IPO Traction
April 30, 2021  |  IPO

The latest edition of the ongoing SPAC/IPO Tracker finds that traditional listings held sway in the past week. Get the Full Story Complete the form...

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