SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Chilly Winds Ahead for FinTech IPOs as Klarna Puts Public Listing on Ice

Chilly Winds Ahead for FinTech IPOs as Klarna Puts Public Listing on Ice
Chilly Winds Ahead for FinTech IPOs as Klarna Puts Public Listing on Ice
April 04, 2025  |  Markets

To get a sense of just how volatile the markets are — and how fragile things will be for FinTechs looking to go public, or...

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Senate Banking Committee Advances SEC Chair Nominee in Party-Line Vote
Senate Banking Committee Advances SEC Chair Nominee in Party-Line Vote
April 03, 2025  |  Regulation

The Senate Banking Committee voted Thursday (April 3) to advance President Donald Trump’s nominee as chair of the Securities and Exchange Commission (SEC), Paul Atkins,...

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SEC Restructuring Regional Offices to ‘Improve Efficiency, Management and Oversight’
SEC Restructuring Regional Offices to ‘Improve Efficiency, Management and Oversight’
April 02, 2025  |  Regulation

The Securities and Exchange Commission (SEC) will reportedly restructure its regional offices so that fewer people report directly to the agency’s enforcement director. Get the...

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Report: Stablecoin Issuer Circle Could Launch IPO by June
Report: Stablecoin Issuer Circle Could Launch IPO by June
April 01, 2025  |  IPO

Circle Internet Financial will reportedly file its prospectus for an initial public offering (IPO) in late April and could launch its IPO by June. Get...

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SEC Acting Commissioner: Notice-and-Comment Rulemaking Will Be Applied to Crypto
SEC Acting Commissioner: Notice-and-Comment Rulemaking Will Be Applied to Crypto
March 21, 2025  |  Cryptocurrency

The Securities and Exchange Commission’s (SEC) Crypto Task Force held the first of what is to be a series of roundtables focused on different aspects of the regulation of crypto...

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Report: 10% of SEC Employees Accept Offers to Leave Agency
Report: 10% of SEC Employees Accept Offers to Leave Agency
March 21, 2025  |  Personnel

About 10% of the Securities and Exchange Commission’s (SEC) employees — 500 out of about 5,000 — have reportedly accepted buyouts or deferred-resignation offers and will leave...

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Ripple CEO: SEC Drops Case in ‘Resounding’ Victory for Crypto
Ripple CEO: SEC Drops Case in ‘Resounding’ Victory for Crypto
March 19, 2025  |  Cryptocurrency

The Security and Exchange Commission’s (SEC) case against Ripple has concluded, according to that company’s CEO. Get the Full Story Complete the form to unlock...

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Bakkt Suffers Major Setback as Bank Partners Drop Platform
Bakkt Suffers Major Setback as Bank Partners Drop Platform
March 18, 2025  |  Cryptocurrency

A growth strategy that relies heavily on strategic partnerships can be derailed when those partnerships come to a close. Get the Full Story Complete the...

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SEC Considers Axing Proposal for Crypto Custodial Requirements
SEC Considers Axing Proposal for Crypto Custodial Requirements
March 17, 2025  |  Regulation

The Securities and Exchange Commission (SEC) is reconsidering its proposed rule that would extend investment advisers’ custodial requirements to crypto. Get the Full Story Complete the form...

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