SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

(source: en.wikipedia.org)

SEC Raises Concerns Over Coinbase’s Role in Celsius’ Bankruptcy Plan
SEC Raises Concerns Over Coinbase’s Role in Celsius’ Bankruptcy Plan
September 25, 2023  |  Cryptocurrency

The Securities and Exchange Commission (SEC) has reportedly expressed reservations regarding Coinbase Global’s proposed involvement in Celsius Network’s plan to emerge from bankruptcy. The SEC, which previously charged Coinbase...

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SEC: DWS Failed to Develop Anti-Money Laundering Program
SEC: DWS Failed to Develop Anti-Money Laundering Program
September 25, 2023  |  AML

DWS Investment Management Americas is facing two separate enforcement actions from the Securities and Exchange Commission (SEC). The SEC said in a news release Monday (Sept....

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What’s Next as Instacart and Arm Flirt With Busted IPO Status?
What’s Next as Instacart and Arm Flirt With Busted IPO Status?
September 22, 2023  |  IPO

On Wall Street, a “busted” IPO is one that’s simply defined — the stock trades below the initial offer price. At this writing, two of...

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Crypto Firms ‘Disregard’ US Amid Regulatory Crackdown
Crypto Firms ‘Disregard’ US Amid Regulatory Crackdown
September 21, 2023  |  Cryptocurrency

Cryptocurrency companies apparently don’t feel at home in America these days. Amid a regulatory crackdown, crypto executives say they are now looking outside the U.S....

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Report: Klaviyo Considers Pricing IPO Above Indicated Range
Report: Klaviyo Considers Pricing IPO Above Indicated Range
September 19, 2023  |  IPO

Klaviyo is reportedly considering pricing its initial public offering (IPO) at the top of its indicated price range or even slightly above it. The marketing automation...

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Ripple Will Look Beyond US For Bulk of Its Workforce
Ripple Will Look Beyond US For Bulk of Its Workforce
September 14, 2023  |  Cryptocurrency

If you want to work for Ripple, your chances are better outside the U.S. In an interview with Bloomberg Television Wednesday (Sept. 13) at the Token2049 conference in...

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Binance.US Blasts SEC Over ‘Freewheeling’ Requests for Depositions
Binance.US Blasts SEC Over ‘Freewheeling’ Requests for Depositions
September 12, 2023  |  Cryptocurrency

Binance.US is pushing back against a Securities and Exchange Commission (SEC) request for discovery and depositions. The company — the American affiliate of cryptocurrency giant...

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WeWork Plunges as It Seeks Lease Renegotiations, Drives CE 100 Index Down 2.4%
WeWork Plunges as It Seeks Lease Renegotiations, Drives CE 100 Index Down 2.4%
September 11, 2023  |  Connected Economy

A holiday-shortened trading week offered no respite for the CE 100 Index, which continued a general downward trend that’s been the hallmark of the last...

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FTX Hopes to Recover Payments to Shaq and Other Sports Stars
FTX Hopes to Recover Payments to Shaq and Other Sports Stars
September 11, 2023  |  Legal

In its heyday, FTX paid millions to professional athletes to promote its platform. Now, the cryptocurrency company is hoping to get that money back. As Bloomberg News reported...

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