Securities and Exchange Commission

SEC Charges Kraken With Running Unregistered Securities Exchange
SEC Charges Kraken With Running Unregistered Securities Exchange
November 21, 2023  |  Cryptocurrency

The Securities and Exchange Commission (SEC) has charged Kraken with running an unregistered cryptocurrency exchange. The SEC’s complaint, filed Monday (Nov. 20), accuses Kraken of making hundreds of millions of dollars...

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Ripple Chief: SEC Could Be ‘Thawing’ Toward Crypto
Ripple Chief: SEC Could Be ‘Thawing’ Toward Crypto
November 12, 2023  |  Cryptocurrency

The CEO of Ripple says the SEC has stumbled in its investor protection duty. “I think the SEC, in my opinion, has lost sight of their mission to...

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SEC Drops Claims Against Ripple Executives
SEC Drops Claims Against Ripple Executives
October 20, 2023  |  Cryptocurrency

Blockchain firm Ripple scored another victory in its 3-year-old battle with the Securities and Exchange Commission (SEC). The SEC plans to dismiss its claims that...

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Federal Judge Denies SEC Request to Appeal Crypto Ruling
Federal Judge Denies SEC Request to Appeal Crypto Ruling
October 04, 2023  |  Legal

A federal judge reportedly denied the Securities and Exchange Commission’s (SEC) request to appeal a ruling regarding Ripple Labs’ cryptocurrency, XRP. U.S. District Judge Analisa...

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SEC Challenges Coinbase’s Reliance on Ripple Ruling
SEC Challenges Coinbase’s Reliance on Ripple Ruling
October 03, 2023  |  Cryptocurrency

A Securities and Exchange Commission (SEC) filing in its case against Coinbase Global has reportedly raised questions about a previous ruling in a case against Ripple. The issue arose as...

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Liquidity in Digital Asset Market Remains Low
Liquidity in Digital Asset Market Remains Low
October 03, 2023  |  Cryptocurrency

The liquidity in the digital asset market is reportedly about half of what it was at the time the crypto exchange FTX collapsed about a...

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Circle Says Stablecoins Are Not Securities in SEC Case Against Binance
Circle Says Stablecoins Are Not Securities in SEC Case Against Binance
September 29, 2023  |  Cryptocurrency

Circle, the issuer of the USDC stablecoin, has reportedly filed a brief in the Securities and Exchange Commission’s (SEC) case against Binance, one of the...

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SEC: DWS Failed to Develop Anti-Money Laundering Program
SEC: DWS Failed to Develop Anti-Money Laundering Program
September 25, 2023  |  AML

DWS Investment Management Americas is facing two separate enforcement actions from the Securities and Exchange Commission (SEC). The SEC said in a news release Monday (Sept....

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Report: Binance.US Executives Exit Amid SEC Lawsuit
Report: Binance.US Executives Exit Amid SEC Lawsuit
September 14, 2023  |  Cryptocurrency

Binance.US, the American arm of cryptocurrency exchange Binance, is reportedly dealing with the departure of key legal and risk executives. Krishna Juvvadi, head of legal,...

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