Securities and Exchange Commission

SEC Seeks Details on Investment Adviser AI Use
SEC Seeks Details on Investment Adviser AI Use
December 10, 2023  |  artificial intelligence

The Securities and Exchange Commission (SEC) is reportedly querying how investment advisers use artificial intelligence (AI). The agency’s examination division has sent a number of...

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SEC: Binance’s DOJ Settlement Strengthens Our Case
SEC: Binance’s DOJ Settlement Strengthens Our Case
December 10, 2023  |  Cryptocurrency

The Securities and Exchange Commission (SEC) says Binance’s recent plea deal gives it new ammunition against the cryptocurrency exchange. As Bloomberg News reported, the SEC contended...

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SEC Chair Gensler Cautions Companies Against Inflating Their AI Claims
SEC Chair Gensler Cautions Companies Against Inflating Their AI Claims
December 06, 2023  |  Regulation

One of America’s top financial watchdogs is warning companies not to make false artificial intelligence claims. Securities and Exchange Commission (SEC) Chair Gary Gensler referred...

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Coinbase CEO: Binance Settlement Will ‘Turn the Page’ for Crypto
Coinbase CEO: Binance Settlement Will ‘Turn the Page’ for Crypto
November 27, 2023  |  Cryptocurrency

Does the end of the case against Binance mark a new beginning for cryptocurrencies? That’s what Coinbase CEO Brian Armstrong believes, according to a Monday (Nov. 27) interview with CNBC. “The enforcement action...

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SEC Charges Kraken With Running Unregistered Securities Exchange
SEC Charges Kraken With Running Unregistered Securities Exchange
November 21, 2023  |  Cryptocurrency

The Securities and Exchange Commission (SEC) has charged Kraken with running an unregistered cryptocurrency exchange. The SEC’s complaint, filed Monday (Nov. 20), accuses Kraken of making hundreds of millions of dollars...

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Ripple Chief: SEC Could Be ‘Thawing’ Toward Crypto
Ripple Chief: SEC Could Be ‘Thawing’ Toward Crypto
November 12, 2023  |  Cryptocurrency

The CEO of Ripple says the SEC has stumbled in its investor protection duty. “I think the SEC, in my opinion, has lost sight of their mission to...

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SEC Drops Claims Against Ripple Executives
SEC Drops Claims Against Ripple Executives
October 20, 2023  |  Cryptocurrency

Blockchain firm Ripple scored another victory in its 3-year-old battle with the Securities and Exchange Commission (SEC). The SEC plans to dismiss its claims that...

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Federal Judge Denies SEC Request to Appeal Crypto Ruling
Federal Judge Denies SEC Request to Appeal Crypto Ruling
October 04, 2023  |  Legal

A federal judge reportedly denied the Securities and Exchange Commission’s (SEC) request to appeal a ruling regarding Ripple Labs’ cryptocurrency, XRP. U.S. District Judge Analisa...

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SEC Challenges Coinbase’s Reliance on Ripple Ruling
SEC Challenges Coinbase’s Reliance on Ripple Ruling
October 03, 2023  |  Cryptocurrency

A Securities and Exchange Commission (SEC) filing in its case against Coinbase Global has reportedly raised questions about a previous ruling in a case against Ripple. The issue arose as...

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