Securities and Exchange Commission

SEC Replaces Crypto Unit With Team to Probe ‘Cyber-Related Misconduct’
SEC Replaces Crypto Unit With Team to Probe ‘Cyber-Related Misconduct’
February 20, 2025  |  Security & Fraud

The Securities and Exchange Commission has created a unit to protect retail investors against fraud. Get the Full Story Complete the form to unlock this...

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Judge Grants Request for 60-Day Hold on SEC Lawsuit Against Binance
Judge Grants Request for 60-Day Hold on SEC Lawsuit Against Binance
February 13, 2025  |  Legal

A federal judge reportedly granted a joint request by the Securities and Exchange Commission (SEC) and cryptocurrency exchange Binance to put the SEC’s civil lawsuit against the company...

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CFPB Director Nomination Tops Trump’s Picks to Lead Financial Regulators
CFPB Director Nomination Tops Trump’s Picks to Lead Financial Regulators
February 12, 2025  |  Regulation

Three weeks in, President Donald Trump’s second term has been anything but quiet. Get the Full Story Complete the form to unlock this article and...

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SEC Pauses Binance Prosecution Amid New Crypto Landscape
SEC Pauses Binance Prosecution Amid New Crypto Landscape
February 11, 2025  |  Legal

The SEC reportedly wants to put its case against the world’s biggest crypto exchange on hold. Get the Full Story Complete the form to unlock...

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Crypto’s Green Light? SEC Pledges ‘Common Sense’ Rules
Crypto’s Green Light? SEC Pledges ‘Common Sense’ Rules
February 05, 2025  |  Cryptocurrency

The Securities and Exchange Commission (SEC) is changing its tune on crypto, and the industry is thrilled. Get the Full Story Complete the form to unlock this...

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Kraken Revenue More Than Doubled During 2024 Crypto Boom
Kraken Revenue More Than Doubled During 2024 Crypto Boom
January 31, 2025  |  Cryptocurrency

Last year’s cryptocurrency boom was very good news for the Kraken exchange. Get the Full Story Complete the form to unlock this article and enjoy unlimited free...

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GrubMarket Settles SEC Charges That It Gave Investors Unreliable Financial Information
GrubMarket Settles SEC Charges That It Gave Investors Unreliable Financial Information
January 17, 2025  |  Regulation

GrubMarket, a private eCommerce food distributor, settled Securities and Exchange Commission charges that it violated antifraud provisions of the federal securities laws by providing investors...

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Wells Fargo and Merrill Lynch Settle SEC Charges Involving Cash Sweeps
Wells Fargo and Merrill Lynch Settle SEC Charges Involving Cash Sweeps
January 17, 2025  |  Bank Regulation

Two Wells Fargo advisory firms and Merrill Lynch have agreed to settle Securities and Exchange Commission (SEC) charges that they violated Advisers Act rules relating to their cash...

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Robinhood to Settle SEC Charges of ‘Broad Array’ of Violations
Robinhood to Settle SEC Charges of ‘Broad Array’ of Violations
January 13, 2025  |  Regulation

The Securities and Exchange Commission (SEC) said Monday (Jan. 13) that two Robinhood broker-dealers have agreed to pay $45 million in combined civil penalties to...

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