SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Chair To Talk Stock Trading Gamification At Thursday Hearing

SEC Chair To Talk Stock Trading Gamification At Thursday Hearing
SEC Chair To Talk Stock Trading Gamification At Thursday Hearing
May 05, 2021  |  Investments

Wall Street’s top regulator is looking into whether or not there may need to be rules leveled against brokerage apps that gamify stock trading, The...

READ MORE >
Banking And PropTech Firms Get IPO Traction
Banking And PropTech Firms Get IPO Traction
April 30, 2021  |  IPO

The latest edition of the ongoing SPAC/IPO Tracker finds that traditional listings held sway in the past week. Get the Full Story Complete the form...

READ MORE >
Ripple Could Seek IPO Following SEC Settlement
Ripple Could Seek IPO Following SEC Settlement
April 29, 2021  |  Cryptocurrency

Cryptocurrency startup Ripple could make a move to go public once the Silicon Valley blockchain platform settles its lawsuit with the Securities and Exchange Commission...

READ MORE >
Report: SEC Eyes SPAC Rules For Projections, Liability
Report: SEC Eyes SPAC Rules For Projections, Liability
April 27, 2021  |  Regulation

The Securities and Exchange Commission (SEC) has begun considering restrictions on the growth of special purpose acquisition companies (SPACs), the Financial Post reported. Get the...

READ MORE >
SEC Accounting Guidance Prompts SPACs To Add Disclaimers
SEC Accounting Guidance Prompts SPACs To Add Disclaimers
April 23, 2021  |  Markets

New guidance from the Securities and Exchange Commission (SEC) has special purpose acquisition companies (SPACs) scrambling to add explanatory information to filing statements, Bloomberg reported on Friday (April 23)....

READ MORE >
SPAC Market Drops Precipitously As US Regulators Eye Deals
SPAC Market Drops Precipitously As US Regulators Eye Deals
April 21, 2021  |  Markets

It seems like only yesterday global mergers and acquisitions were having their best of times in four decades — with deals of around $1.3 trillion....

READ MORE >
SEC Reckons With Crypto’s Currency And Security Conundrum
SEC Reckons With Crypto’s Currency And Security Conundrum
April 20, 2021  |  Cryptocurrency

Regulation straddles the fine line between art and science — and getting the right mix of “spirit” and “letter” of new codes of conduct and...

READ MORE >
More SEC Scrutiny Threatens To Slow SPAC Pace
More SEC Scrutiny Threatens To Slow SPAC Pace
April 12, 2021  |  IPO

Special purpose acquisition companies (SPAC) listings continue to outpace levels seen in any previous year — but regulatory scrutiny might slow the waves of new...

READ MORE >
SEC Official: SPAC Risks Include ‘Undiscovered’ Issues  
SEC Official: SPAC Risks Include ‘Undiscovered’ Issues  
April 08, 2021  |  IPO

SPACs may be flying high, but risks lie beneath the surface. As reported in The Wall Street Journal on Thursday (April 8),  John Coates, acting...

READ MORE >