SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Plan Would Let Gig Workers Get Up To 15 Pct In Compensation Via Stock

SEC Plan Would Let Gig Workers Get Up To 15 Pct In Compensation Via Stock
SEC Plan Would Let Gig Workers Get Up To 15 Pct In Compensation Via Stock
November 24, 2020  |  Regulation

Food delivery workers, among others who work in the gig economy, would be able to get as much as 15 percent of their compensation in...

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SEC Chair: Flaws In Modern Payments Systems Are Boosting Bitcoin
SEC Chair: Flaws In Modern Payments Systems Are Boosting Bitcoin
November 19, 2020  |  Cryptocurrency

Securities and Exchange Commission (SEC) Chairman Jay Clayton thinks inefficiencies in traditional payments are boosting favorability for bitcoin, a report from Coindesk says. Get the Full...

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SEC Charges Former Wells Fargo CEO And Bank Head In Fraud Scandal
SEC Charges Former Wells Fargo CEO And Bank Head In Fraud Scandal
November 13, 2020  |  Security & Fraud

The U.S. Securities and Exchange Commission (SEC) on Friday (Nov. 13) civilly charged former Wells Fargo CEO John Stumpf and Carrie Tolstedt, ex-head of Wells...

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Ex-NS8 CEO Charged With Defrauding Investors With Falsified Revenue
Ex-NS8 CEO Charged With Defrauding Investors With Falsified Revenue
September 17, 2020  |  Security & Fraud

The U.S. Securities and Exchange Commission (SEC) filed an “emergency action” against former NS8 Inc. Chief Executive Officer Adam Rogas, pursuing an asset freeze and...

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Virgin’s Richard Branson Raising Capital For Acquisition Opportunities
Virgin’s Richard Branson Raising Capital For Acquisition Opportunities
September 17, 2020  |  International

A company recently created by billionaire Virgin Atlantic Founder Richard Branson plans to raise between $400 million and $460 million to acquire a yet-to-be identified...

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Today In Payments: Walmart Debts $12.95 Membership, SEC Eyes Probe of Robinhood
Today In Payments: Walmart Debts $12.95 Membership, SEC Eyes Probe of Robinhood
September 01, 2020  |  News

In today’s top news, Walmart debuts its membership program, Walmart+, and the U.S. Securities and Exchange Commission (SEC) is eying a probe of Robinhood over...

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SEC Eases Eligibility Rules For Alternative Investments Like Venture Capital, Hedge Funds
SEC Eases Eligibility Rules For Alternative Investments Like Venture Capital, Hedge Funds
August 26, 2020  |  Regulation

The Securities and Exchange Commission (SEC) on Wednesday (Aug. 26) made it easier for rank-and-file investors to take the risk – and potentially reap the...

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Prosecutors Target Loosely-Regulated Business Lending Sector
Prosecutors Target Loosely-Regulated Business Lending Sector
August 11, 2020  |  Security & Fraud

Federal and state authorities are targeting companies that allegedly lend money to small businesses at extreme rates and seek to collect payments with heavy-handed tactics,...

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SEC Probes Timing Of Eastman Kodak’s Announcement Of $765M Loan
SEC Probes Timing Of Eastman Kodak’s Announcement Of $765M Loan
August 04, 2020  |  Loans

Eastman Kodak’s surprise announcement of plans to reinvent itself as a drug manufacturer has run afoul of the U.S. Securities and Exchange Commission (SEC), a...

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