SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Cancels Planned Meeting on Registration Exemptions for Crypto Tokens

SEC Cancels Planned Meeting on Registration Exemptions for Crypto Tokens
SEC Cancels Planned Meeting on Registration Exemptions for Crypto Tokens
August 14, 2026  |  Cryptocurrency

The Securities and Exchange Commission has abruptly canceled an open meeting scheduled for Friday (Aug. 14) to consider proposed exemptions for digital asset companies. The...

READ MORE >
SEC Tees Up New Crypto Regulations as CLARITY Act Continues to Languish
SEC Tees Up New Crypto Regulations as CLARITY Act Continues to Languish
August 13, 2026  |  Cryptocurrency

The Securities and Exchange Commission (SEC) will consider a potentially significant overhaul of crypto regulation Friday (Aug. 14), moving to establish formal exemptions that could...

READ MORE >
UBS Pays $125 Million to Settle US Charges of Repeated AML Failures
UBS Pays $125 Million to Settle US Charges of Repeated AML Failures
August 03, 2026  |  AML

Four U.S. regulators have reached separate agreements with UBS Financial Services in which the company will pay a total of $125 million to settle violations...

READ MORE >
SEC Small Business Forum Participants Target Crypto and Crowdfunding Limits
SEC Small Business Forum Participants Target Crypto and Crowdfunding Limits
July 28, 2026  |  SMBs

The Securities and Exchange Commission (SEC) has released a report to Congress highlighting policy recommendations for improving capital-raising policy. Get the Full Story Complete the form to unlock this...

READ MORE >
Crypto Market Regulation Is Running Out of Time at the Finish Line
Crypto Market Regulation Is Running Out of Time at the Finish Line
July 20, 2026  |  Cryptocurrency

The CLARITY Act was supposed to resolve a relatively straightforward, if technically difficult, question: When is a digital asset a security, when is it a...

READ MORE >
Ripple CEO Says Company Considered Folding Before SEC Fight
Ripple CEO Says Company Considered Folding Before SEC Fight
July 12, 2026  |  Blockchain

Ripple’s CEO says the blockchain company considered shuttering following an Securities and Exchange Commission (SEC) lawsuit. Get the Full Story Complete the form to unlock...

READ MORE >
SEC Clears Path for UBS Crisis Resolution Plans
SEC Clears Path for UBS Crisis Resolution Plans
July 08, 2026  |  Legal & Regulation

A division of the Securities and Exchange Commission told UBS Group Wednesday (July 8) that it will not recommend that the regulator undertake enforcement action...

READ MORE >
SEC Seeks Ways for More Companies to Go Public
SEC Seeks Ways for More Companies to Go Public
July 08, 2026  |  IPO

Federal securities regulators are exploring ways to encourage more companies to go public. Get the Full Story Complete the form to unlock this article and...

READ MORE >