Securities And Exchange Commission news and trends

What Does Nuvei’s Go-Private Deal Portend for FinTechs?
Acquisitions // May 14, 2024

The FinTech landscape may be altered by go-private deals, as private equity firms and other corporates find value in the space — and where, arguably, valuations don’t reflect the potential of changes in payments processing, and especially payments acceptance. Nuvei stands out there, as, in...

Shein Reportedly Rebuffed by National Retail Federation Ahead of IPO
Retail // May 13, 2024

Shein reportedly has some work to do if it wants to court the U.S. retail industry. The fast fashion giant filed for an initial public offering (IPO) in the U.S. last year, but has also been trying to become a member of the National Retail Federation (NRF), CNBC reported Monday...

Making Sense of the State of Crypto in 2024
Cryptocurrency // May 10, 2024

There might be as many opinions about crypto as there are cryptocurrency tokens. And with tens of thousands of digital assets populating the crypto market, that’s certainly a lot of opinions. That sheer scale of noise is in part why it can be so challenging...

Robinhood Crypto Target of Potential SEC Enforcement
Cryptocurrency // May 06, 2024

Robinhood’s cryptocurrency business could become the target of regulatory action. The trading platform said Monday (May 6) that it received a Wells Notice from the U.S. Securities and Exchange Commission (SEC) staff indicating they will recommend that the commission take enforcement action against the company. “After years of good faith...

Interviews & Exclusives
What Does Nuvei’s Go-Private Deal Portend for FinTechs?

May 14, 2024
The FinTech landscape may be altered by go-private deals, as private equity firms and other corporates find value in the space — and where, arguably, valuations don’t reflect the potential of changes in payments processing, and especially payments acceptance. Nuvei stands out there, as, in April, the Canadian FinTech announced a $6.3 billion deal with […]

US Crypto Clampdown Continues as SEC Wins NFT Enforcement

August 29, 2023
The year 2023 will forever be remembered as the year the U.S. Securities and Exchange Commission (SEC) went to war with crypto. Determining who is truly trying to innovate a...

Crypto Wilts in Summer Heat as SEC Charges Both Binance and Coinbase

June 06, 2023
The Securities and Exchange Commission (SEC) is on a tear this week. After a brutal crypto winter, the summer of 2023 isn’t shaping up to be any better or more forgiving of a...

SEC’s Gensler Puts Exchanges in Crosshairs Amid Crypto’s Ongoing Upheaval

November 10, 2022
Insolvency looms for FTX. Cryptocurrencies are plummeting. Securities and Exchange Commission (SEC) Chair Gary Gensler’s comments to CNBC Thursday morning (Nov. 10) show that the great unraveling of an ecosystem...

Quick Reads
Federal Regulations Remain Under Fire After Supreme Court’s CFPB Ruling

May 17, 2024
The Thursday (May 16) decision by the Supreme Court to uphold the funding mechanism of the Consumer Financial Protection Bureau (CFPB) has been hailed as a victory for supporters of robust federal regulation. However, these supporters remain uncertain about the future of federal agency powers, given the court’s conservative majority, Reuters reported Friday (May 17). Federal powers will be tested in […]

Shein Reportedly Rebuffed by National Retail Federation Ahead of IPO

May 13, 2024
Shein reportedly has some work to do if it wants to court the U.S. retail industry. The fast fashion giant filed for an initial public offering (IPO) in the U.S. last...

Robinhood Crypto Target of Potential SEC Enforcement

May 06, 2024
Robinhood’s cryptocurrency business could become the target of regulatory action. The trading platform said Monday (May 6) that it received a Wells Notice from the U.S. Securities and Exchange Commission (SEC) staff indicating they will...

Wells Fargo: US Authorities Are Investigating Zelle Complaint Handling

May 03, 2024
Wells Fargo said Thursday (May 2) that U.S. authorities are investigating the handling of complaints about Zelle. This disclosure in a filing with the Securities and Exchange Commission (SEC) follows a similar statement by J.P....